Employer-Sponsored Retirement Plans
Our practice can assist business owners in their planning and offerings to their employees.
How We Can Help
Employer-sponsored retirement plans help businesses to attract, retain and reward valuable employees. However, the responsibilities of sponsoring a plan can be complex, time-consuming, and difficult for a business to execute on its own.
At Natoma Wealth, we leverage the knowledge and resources available through our in-house retirement plan specialists. Our experienced team will review and assess your entire plan and the investments offered, as well as help you identify new opportunities and develop a participant education plan.
Our Services
We deliver full-service consulting on all types of employer-sponsored retirement plans.
Our areas of focus include:
Plan, Governance, Compliance and Fiduciary Requirements
Employee Education and Financial Wellness Programs
Fee and Service Benchmarking
Vendor Management and Contract Negotiations
Plan Design Consulting
Potential Benefits
A tailored, comprehensive participant education and communication strategy aligned with your organization’s goals
Independent fee and service benchmarking to help ensure that plan costs are reasonable and competitive
Experience in plan design consulting, audit support, administrative procedures, legal notices, and mergers and acquisitions
Ongoing recordkeeping support to help ensure your plan meets regulatory and fiduciary requirements
Fiduciary training to ensure that you understand your responsibilities and stay up-to-date on key legislative and regulatory topics
ERISA 3(21) and 3(38) oversight
Proactive examination, analysis and documentation processes to help ensure that plan goals and objectives are being met, including the development of an Investment Policy Statement, quarterly investment monitoring, and maintenance of Committee minutes documenting diligence and decisions
Plan Participant Education
Employee education is a cornerstone of our service offering. We strive to help your employees understand the investment options available to them through your plan, as well as support their long-term financial wellness through continued education and support.
Our Multi-Faceted Approach Includes:
Education on available plan investments
Educational webinars on retirementrelated topics
Participant investment allocation support
In-person, group and 1-on-1 meetings
Phone and email support for 1-on-1 investments advice
Financial Wellness education and resources
Form Client Relationship Summary ("Form CRS") is a brief summary of the brokerage and advisor services we offer.
HTA Client Relationship Summary
HTS Client Relationship Summary
Securities offered through Hightower Securities, LLC, Member FINRA/SIPC, Hightower Advisors, LLC is a SEC registered investment adviser. brokercheck.finra.org
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